Stay compliant without the chaos. Cascade monitors clients 24/7

Periodic reviews. Sanctions hit. UBO changes. Manual monitoring can’t keep up with evolving AML risks.
Cascade automates your entire KYC/AML monitoring process from alerts to reviews to reporting so you never miss a compliance obligation.

Why do you need automated monitoring

Today’s regulatory expectations demand the following:

Ongoing client due diligence
Daily screening for sanctions, PEPs, and adverse media
Timely escalation and risk reassessment
Evidence of proactive monitoring

Manual systems can’t scale. Delays, errors, and missed reviews put your firm at risk.

Cascade eliminates those risks with smart, always-on KYC/AML monitoring.

What does Cascade automate?

✔ Daily Sanctions & PEP Screening

Clients, UBOs, and directors are all screened daily against:

HMT, OFAC, EU, UN, and other global lists
PEP and RCA databases
Adverse media from global sources

Hits are flagged in real time, with workflows to manage and resolve.

✔ Periodic Risk-Based Reviews

Schedule reviews by client risk level
Cascade triggers tasks automatically
Review outcomes update risk scores, audit logs, and compliance dashboards

No spreadsheets. No missed deadlines.

✔ Document Expiry & KYC Refresh

Get alerts for ID, PoA, or corporate document expiry
Cascade prompts teams or clients to refresh documents
Version control ensures nothing is lost or overwritten

✔ UBO & Ownership Change Detection

Track changes to directors, shareholders, and ownership chains
Trigger reassessments or alerts based on control thresholds

✔ Full Monitoring Dashboards

See what’s overdue, expiring, flagged, or high risk
Export reports for compliance committees, MLROs, or regulators

Who needs automated AML monitoring?

Ideal for regulated firms including:

Fund managers & administrators
Wealth managers & AIFMs
Corporate service providers
Law firms & notaries
PSPs & fintechs
Real estate investment firms

Why Cascade?

24/7 monitoring – never miss a risk signal
No user limits – scale across teams and jurisdictions
UK/EU data hosting – compliance with data protection laws
Custom workflows – configure reviews, triggers, and alerts to your policy
Audit-ready by design – every action is logged and exportable

Frequently asked questions

_{Does Cascade support ongoing screening for UBOs and related parties?}

Yes. Cascade screens all associated parties daily and flags any new hits or changes.

_{Can I customize monitoring rules by client type or risk level?}

Absolutely. Cascade allows full control over review frequency, alert sensitivity, and escalation paths.

_{Will Cascade track and remind us of document expirations?}

Yes. Cascade alerts you before key KYC documents expire and manages document refresh workflows.

_{Is the monitoring aligned with FCA and EU AML guidelines?}

Yes. Cascade is fully aligned with MLR 2017, FATF, and EU AMLDs and includes everything regulators expect to see.

Disclaimer: This article is based on publicly available information and market understanding at the time of writing. While we aim to provide accurate and useful information, some details may change over time or be incomplete. Readers should carry out their own assessment before making any business decision.