KYC AML compliance for asset management firms

Cascade is the AML/KYC platform purpose-built for asset managers. From investor onboarding to ongoing risk reviews, Cascade helps your team stay compliant, organized, and regulator-ready without slowing down operations.

Designed for regulated asset managers

In a high-trust, high-regulation industry, your AML/KYC process can’t leave room for risk or inefficiency. Cascade centralizes your entire compliance lifecycle into one secure SaaS platform. Whether you’re managing UCITS, AIFs, or discretionary portfolios, everything from PEP screening to periodic reviews lives in one system.

• Capture and verify investor and client data
• Automate screening of UBOs, directors, and counterparties
• Track document expiry, risk reviews, and approval workflows
• Build and monitor structured registries by fund or mandate
• Access audit-ready files anytime
  

Say goodbye to manual KYC chaos

No more fragmented spreadsheets, slow reviews, or missed deadlines. Cascade was built for teams like yours handling complex client structures, tight onboarding timelines, and ever-changing compliance rules.

• Embedded risk-based compliance framework
• Unlimited users and access roles for internal and external teams
• Real-time alerts on document expiry and risk events
• Visual ownership structures with integrated UBO registry
• Full integration with Acuris, Refinitiv, or Dow Jones for daily screening
  

KYC/AML compliance, from onboarding to ongoing monitoring

Whether you’re onboarding a new HNW client, screening an investment vehicle, or preparing for a regulator visit, Cascade keeps you on track:

• Pre-configured forms for KYC, FATCA/CRS, and risk scoring
• Automated workflows for client acceptance and internal reviews
• Full audit trail of who approved what and when
• File management for every document, risk note, and report

Trusted across Europe. Built in Luxembourg.

Cascade is used by asset managers in 25+ jurisdictions. It’s SaaS, secure, and tailored to your operational model whether centralized, delegated, or hybrid.

See Cascade in action

Let’s walk you through how Cascade can streamline your KYC AML obligations, reduce manual work, and give your compliance team full visibility and control.

Disclaimer: This article is based on publicly available information and market understanding at the time of writing. While we aim to provide accurate and useful information, some details may change over time or be incomplete. Readers should carry out their own assessment before making any business decision.