Be ready for any regulator, any time, with Cascade’s fully traceable compliance platform.

No more scrambling for documents, notes, or outdated files when the audit hits.
Cascade delivers audit-ready KYC/AML with every onboarding, screening, and review action fully logged, timestamped, and exportable on demand.

Why audit readiness is non-negotiable

Whether you’re supervised by the FCA, CSSF, or a global regulator, being audit-ready means you can prove that:

Every client went through a risk-based KYC process
All UBOs and related parties were identified and screened
Ongoing monitoring and reviews were performed as scheduled
Red flags were escalated, resolved, and documented
Your workflows align with internal AML policies and regulatory expectations

Failure to provide proof? That’s where penalties start.

What makes Cascade audit-ready?

✔ End-to-end traceability

Every client interaction is logged: onboarding, screening, reviews, escalations, and decisions
Timestamps and user records are attached to every step
Perfect for regulator, auditor, or internal reviews

✔ Configurable compliance workflows

Align workflows with your AML policy and risk model
Enforce mandatory data capture, approval steps, and document requirements
Standardise reviews across teams and jurisdictions

✔ Screening logs & alert history

Daily sanctions, PEP, and adverse media checks recorded automatically
False positives and resolution notes stored for audit
Full alert history linked to each client and party

✔ UBO and ownership registry

Capture and track beneficial ownership structures
Visual diagrams + structured reports
Flag changes and document resolutions in one click

✔ Risk scoring & review logs

Document the rationale behind every risk decision
Schedule and log periodic reviews with outcomes
Evidence your RBA model in practice

✔ Exportable reports & audit packs

Instant exports of client files, audit trails, and registry data
Customisable reports for MLROs, auditors, or board oversight
Zero scrambling. Total transparency.

Built for regulated firms

Cascade supports audit-ready compliance for:

Investment fund administrators and ManCos
Law firms and fiduciaries
Corporate services providers
Fintechs, PSPs, and EMIs
Wealth and asset managers
Trust, real estate, and PE structures

Why Cascade?

Audit trails by default – no added setup or manual tracking
No user limits – share access across compliance, legal, and ops
UK & EU aligned – supports MLR 2017, AMLD5/6, and FATF
Data residency options – meet local and cross-border audit requirements
Regulator-ready exports – instant access to what matters most

Frequently asked questions

_{Does Cascade record every action for audits?}

Yes. Every onboarding, screening, review, approval, and document change is logged, timestamped, and exportable.

_{Can we customize what the audit trail includes?}

Yes. You can configure reports by entity, client type, time period, or risk level and include only the fields you need.

_{Is Cascade compliant with FCA and EU audit expectations?}

Absolutely. Cascade aligns with MLR 2017, CSSF Circular 17/650, AMLD requirements, and FATF audit guidance.

_{How fast can we access audit files if requested?}

Instantly. Cascade lets you export full client compliance files in PDF, CSV, or JSON with full filtering and bulk options.

Disclaimer: This article is based on publicly available information and market understanding at the time of writing. While we aim to provide accurate and useful information, some details may change over time or be incomplete. Readers should carry out their own assessment before making any business decision.